Module GLP-21 · Version 1.0

Inspection Readiness, Common Deficiencies, and Competency

How a CLIA survey or CAP inspection actually samples the operating quality system, what the six required CLIA competency-assessment procedures cover and how often they run, and how to trace evidence and draft a systemic deficiency response when a record is missing.

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Who this module is for

Testing personnel, technical consultants and supervisors, laboratory directors, and quality staff preparing for CLIA survey or CAP inspection in a moderate- or high-complexity laboratory.

Learning objectives

  • Distinguish training, competency assessment, performance evaluation, and continuing education
  • Assemble traceable evidence from policy through record and observed practice
  • Identify common deficiency patterns and design a systemic, not just corrective, remediation

How completion works

Mark every required section done and answer every knowledge check in those sections correctly. The final save completes the module automatically.

Sources

9 sources
  1. 1. Centers for Medicare & Medicaid Services. "Clinical Laboratory Improvement Amendments (CLIA): Assessing Personnel Competency." Revised May 2025.

    Source note · federal regulation

  2. 2. Centers for Medicare & Medicaid Services. QSO-25-10-CLIA, revised 2025-06-23 (State Operations Manual guidance on 42 CFR 493.1235, 493.1236, 493.1413, 493.1451 competency and PT-review requirements, and POC/AOC corrective-action expectations).

    Source note · federal regulation

  3. 3. Centers for Medicare & Medicaid Services. State Operations Manual, Appendix C, Survey Procedures and Interpretive Guidelines for Laboratories and Laboratory Services.

    Source note · federal regulation

  4. 4. Centers for Medicare & Medicaid Services. Form CMS-2567, "Statement of Deficiencies and Plan of Correction," with current form instructions.

    Source note · federal regulation

  5. 5. Centers for Medicare & Medicaid Services. QSO-25-19-All, "Release of CMS-2567: Statement of Deficiencies and Plan of Correction," 2025.

    Source note · federal regulation

  6. 6. College of American Pathologists. "Inspection Tools and Training." CAP.org, accessed 2026-08-16.

    Source note · accreditation standard

  7. 7. College of American Pathologists. "2025 Edition Accreditation Checklist Summary" (Laboratory General and All Common checklist revision summary).

    Source note · accreditation standard

  8. 8. Clinical and Laboratory Standards Institute. QMS03, Training and Competence Assessment, 4th edition (QMS03-Ed4), published 2016-12-30, reaffirmed 2021.

    Source note · consensus standard

  9. 9. 42 CFR Part 493, Subpart M (Personnel for Nonwaived Testing), sections 493.1235, 493.1236, 493.1413, 493.1451, as reproduced and paraphrased in CMS QSO-25-10 and the CMS competency brochure.

    Source note · federal regulation